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Law Offices of J. Edward Shillingburg
Newsletter Vol. 1, No. 1 September 1997
Final Rule 16b-3 Letters
The SEC staff has issued several helpful interpretative letters on final
Rule 16b-3, which was effective in October 1996. American Societv of
Corporate Secretaries (Dec.11, 1996); American Bar Association (dated
Dec.20, 1996), American Express (Feb.26, 1997).